I'm trying to understand how the linux kernel knows where the desired rootfs is on boot.

I read this document:


One part of interest says:

All 2.6 Linux kernels contain a gzipped "cpio" format archive, which is extracted into rootfs when the kernel boots up ... If rootfs does not contain an init program after the embedded cpio archive is extracted into it, the kernel will fall through to the older code to locate and mount a root partition

Our kernel is 4.X, but I'm guessing this still applies? This sounds like all kernels have an embedded "cpio" rootfs.

And indeed as we read on it says:

The 2.6 kernel build process always creates a gzipped cpio format initramfs archive and links it into the resulting kernel binary. By default, this archive is empty ... The config option CONFIG_INITRAMFS_SOURCE ... can be used to specify a source for the initramfs archive

This raises a few more questions:

  1. So if I want my rootfs to be in RAM, I need to set CONFIG_INITRAMFS_SOURCE to point to my rootfs (in cpio format presumably).

But won't that mean my kernel and rootfs are now inseparable? What if I want to make a small tweak to the RootFS without rebuilding? What if I want my rootfs stored separate from the kernel? How do I tell the kernel the location of my rootfs?

  1. Furthermore, what if I want my rootfs to be on physical storage (like eMMC, flash drive, etc.) and not in RAM?

It said earlier that:

If rootfs does not contain an init program after the embedded cpio archive is extracted into it, the kernel will fall through to the older code to locate and mount a root partition

But... how? How does it know where to locate the rootfs? If it's on eMMC I need to tell the kernel that somehow, right?

The bootloader I am using is U-boot. I checked U-boot environment variables to see if it was somehow passing the rootfs location to the kernel as a boot arg, but it doesn't seem to be the case...


As pointed out in the comments, the location of the rootfs is passed to the kernel via boot arg. In my case, the u-boot is passing root=/dev/mmcblk0p4 rw as a boot arg to the kernel. So that answers one of my questions - you can pass the location to any decompressed rootfs as a boot arg.

I'm still not clear how, given some rootfs.tar.gz that is seperate from the kernel how to tell the kernel to untar that into RAM and use it as the rootfs. Maybe that's not possible and I just need to use CONFIG_INITRAMFS_SOURCE? At any rate, I'll read up on the 4.X docs.

  • 1
    You say that U-boot "doesn't seem to" provide the rootfs as a boot arg. Have you confirmed by looking in /proc/cmdline?
    – JigglyNaga
    Commented Nov 2, 2018 at 15:37
  • 1
    The rootfs is defined in the (grub) command line and in /etc/fstab. You will have to look at the u-boot documentation to know how it works but I assume similar. Why are you looking at the 2.6 kernel documentation for a 4.x kernel?
    – Panther
    Commented Nov 2, 2018 at 15:48
  • That is the current Linux doco, Panther, last modified 2018-08-20.
    – JdeBP
    Commented Nov 2, 2018 at 15:58
  • @JdeBP that is the current 2.6 documentation, are you saying you do not know where to find the 4.x documentation? kernel.org/doc/html/latest
    – Panther
    Commented Nov 2, 2018 at 16:09
  • 1
    kernel.org/doc/html/latest/admin-guide/kernel-parameters.html the rootfs boot parameter is discussed here
    – Panther
    Commented Nov 2, 2018 at 16:12

2 Answers 2


First of all, don't be scared by the references to "2.6" in the kernel docs. The current kernels are still members of the "2.6" line, but they went through two rounds of renumbering just for "marketing purposes" (so 2.6.40 became 3.0 and 3.20 then became 4.0). Your 4.19 kernel would normally be labelled 2.6.79.

Looks like there's some confusion going on here about the meaning of "rootfs". The "rootfs" is a special RAM-based filesystem used internally by the kernel. It's exactly the same as the "tmpfs" filesystems that are commonly mounted to places like /run, /dev/shm, or sometimes /tmp. (Well, unless the "tmpfs" feature is not compiled into the kernel, in which case a stripped-down "tmpfs" called "ramfs" is used instead.) These filesystems just live in the pagecache, there's no backing device at all for ramfs, while tmpfs is backed by swap if available.

The kernel thus doesn't need to worry about "finding" the "rootfs", but it needs to populate it somehow, because the whole pagecache is empty on boot. That's where the "initramfs file" comes into play. That's just a (compressed) cpio archive (not tar for reasons mentioned in the docs) that gets unpacked by the kernel into the empty "rootfs". This archive can either be directly embedded in the kernel image by setting CONFIG_INITRAMFS_SOURCE during the build, or supplied by the bootloader (that's what the initrd option in GRUB does). This archive is usually created using userspace tools like dracut or (confusingly) mkinitrd.

If the cpio image is not available or doesn't contain an executable /init, the kernel falls back to a different method where it looks at the root= commandline argument, interprets it as the location of a real root filesystem, mounts it at / and executes init directly. However, this is rarely used nowadays, as it requires all the necessary storage and filesystem drivers compiled directly into the kernel. In most systems the root= argument is not used by the kernel but processed by the /init in initramfs. That /init (which is usually either systemd or a shell script) takes care of loading the required modules, mounting the real root filesystem, and switching to it.

A long time ago, a different mechanism called "initrd" was used instead of the modern "initramfs". The "initrd" ("init ramdisk") was a RAM-based block device that was initialized with a real filesystem (such as ext2), whose image was supplied just like the modern cpio archive. That's why many places still use the "initrd" name to refer to these early-boot things.

  • Interesting bit about the kernel versioning scheme, I didn't know that. I thought I was just looking at documentation for a super old kernel version
    – Gillespie
    Commented Nov 2, 2018 at 21:50

So if I want my rootfs to be in RAM, I need to set CONFIG_INITRAMFS_SOURCE to point to my rootfs (in cpio format presumably).

That's one way to do it, yes, but it is not the only way.

If you have a bootloader that can be configured to load the kernel and the initramfs as separate files, you don't need to use CONFIG_INITRAMFS_SOURCE while building the kernel. It is enough to have CONFIG_BLK_DEV_INITRD set in kernel configuration. (Before initramfs there was an older version of the technique named initrd, and the old name still appears at some places.) The bootloader will load the initramfs file, and then fill in some information about its memory location and size into a data structure in a specific location of the already-loaded kernel image. The kernel has built-in routines that will use that information to find the initramfs in the system RAM and uncompress it.

Having the initramfs as a separate file will allow you to modify the initramfs file more easily, and if your bootloader can accept input from the user, perhaps specify another initramfs file to be loaded instead of the regular one at boot time. (That's very handy if you try and create a customized initramfs and get some things wrong. Been there, done that.)

For a traditional BIOS-based x86 system, you'll find information about these details in (kernel source)/Documentation/x86/boot.txt. UEFI-based systems do it a bit differently (also described in the same file), and other architectures like ARM have their own sets of details about passing information from the bootloader to the kernel.

Furthermore, what if I want my rootfs to be on physical storage (like eMMC, flash drive, etc.) and not in RAM?

In regular non-embedded systems, the initramfs will usually only contain enough functionality to activate the essential sub-systems. In a regular PC, those would usually be the drivers for the keyboard, display and the driver for the storage controller for your root filesystem, plus any kernel modules and tools required to activate subsystems like LVM, disk encryption, and/or software RAID, if you use those features.

Once the essential sub-systems are active and the root filesystem is accessible, the initramfs will typically do a pivot_root(8) operation to switch from initramfs to the real root filesystem. But an embedded system, or a specialized utility like DBAN, could package everything it needs into the initramfs and just never do the pivot_root operation.

Usually, the scripts and/or tools within the initramfs will get the necessary information to locate the real root filesystem from the options on the kernel command line. But you don't have to do that: with a customized initramfs, you could do something like switching to a different root filesystem if a specific key or mouse button is held down at a specific time in the boot sequence.

With a complex storage configuration (e.g. encrypted LVM on top of a software RAID, on a system that uses redundant multipathed SAN storage), all the information needed to activate the root filesystem might not fit onto the kernel command line, so you could include the bigger pieces into initramfs.

Modern distributions usually use an initramfs generator to build a tailored initramfs for each installed kernel. Different distributions used to have their own initramfs generators: RedHat used mkinitrd while Debian had update-initramfs. But after the introduction of systemd it looks like many distributions are standardizing on dracut as an initramfs generator.

A modern initramfs file can be a concatenation of multiple .cpio archives, and each part may or may not be compressed. A typical initramfs file on a modern x86_64 system might have an "early microcode update" file as a first component (usually just a single file in an uncompressed cpio archive, as the microcode file is typically encrypted and so not very compressible. After that comes the regular initramfs content, as a compressed .cpio file.

To gain a deeper understanding of your system, I would encourage you to extract an initramfs file to a temporary directory and then examine its contents. On Debian, there is an unmkinitramfs(8) tool that can be used to extract an initramfs file in a straightforward manner. On RedHat 7, you might need to use /usr/lib/dracut/skipcpio <initramfs file> to skip the microcode update file, and then pipe the resulting output to gzcat and onward to cpio -i -d to extract the initramfs contents to the current working directory. Ubuntu might use lzcat in place of gzcat.

  • My situation is embedded, but that's very interesting. Thanks for including x86 details, I didn't know about pivot_root(8)
    – Gillespie
    Commented Nov 5, 2018 at 14:21

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